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Regulation compliance

The evolving regulatory environment challenges firms to expand data requirements, enhance risk management processes, and achieve operational efficiency. We offer a range of regulatory-related services designed to keep you compliant.

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Achieving Compliance

Fair Value Level Service
Address data and reporting needs under existing and evolving accounting standards.
FATCA Data Solutions
Instrument-level detail to help determine withholding obligations.
Fundamental Review of the Trading Book (FRTB)
An integrated service comprised of four key solutions.
Liquidity Risk Management Rule
Comply with ICE Data Services’ Liquidity Indicators™.
ESG Regulatory Support
Navigate the evolving environmental, social and governance (ESG) regulatory landscape.
MiFID II
Navigate the unique regulatory complexities of MiFID II.
SEC Report Modernization
Wide-ranging security-level information to support Form N-PORT.
Solvency II Data Solutions
Unparalleled breadth and depth of cross-asset data, supporting Pillar I and III requirements.
Initial Margin
Derived input data and Initial margin calculation service based on the ISDA SIMM methodology.
SEC Rule 18f-4
Use of derivatives for registered Investment companies.

Regulatory Comment Letters

ICE Data Services submits comment letters to U.S. and international regulators on proposed rules impacting the industry. Browse our most recent letters using the links below.

Financial Industry Regulatory Authority (FINRA)

TRACE for CMOs Response to Comments

Financial Accounting Standards Board (FASB)

Fair Value Measurement (Topic 820) Exposure Draft

Regulatory Insights

We understand you need to know not only what regulations are being implemented, but why and how they will impact the industry. Our education-focused portal looks at even the most complex regulations facing the financial services industry. Explore posts, visuals, webinars and videos about key regulations, and gain information and perspective to help you make more educated business decisions.

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