Pricing & Analytics

Regulatory Compliance

The growing and increasingly complex regulatory environment challenges firms to expand data requirements, enhance risk management processes, and achieve operational efficiency. We offer a range of regulatory-related services designed to help you understand the liquidity risk profile of securities, measure the effectiveness of processes, and achieve regulatory compliance.

U.S.EMEAGlobal
Comprehensive Capital Analysis Review (CCAR)Alternative Investment Fund Managers Directive (AIFMD)ASC 820 / IFRS 13
Foreign Account Tax Compliance Act (FATCA)Bank Recovery and Resolution Directive (BRRD)Fundamental Review of the Trading Book (FRTB)
FR 2052aESA 2010HQLA Level Designation
SEC Money Market ReformFinancial Transaction Taxes (FTT)HQLA Px Vol Metrics
US Stamp / Levy TaxFund Look-Through
Volcker RuleMarkets in Financial Instruments Directive (MiFID)
Solvency II

REGULATORY COMMENT LETTERS

ICE Data Services submits comment letters to federal regulators on proposed rules impacting the industry. Browse our most recent letters using the links below.

Explore Our Regulatory Compliance Products and Services